Demian John Betz

Betz Law PLLC: Elite Financial Services Litigation & Dispute Resolution Trial-Ready Advocacy for Securities and Investment Disputes Betz Law PLLC, led by founding attorney Demian Betz, is a boutique litigation firm in Charlotte's financial district that combines elite Wall Street expertise with innovative legal strategies to deliver exceptional results in complex financial services matters. With over two decades of experience, Demian has tried 45 cases to conclusion in major cities across the United States, from Boston, New York, and Philadelphia on the East Coast; to Charlotte, Atlanta, and Miami in the Southeast; Pittsburgh, Detroit, Chicago, Minneapolis, Dallas, Houston, St. Louis, and Omaha in the Midwest and Central regions; to Los Angeles and other Western venues. This extensive national trial experience has honed his ability to connect with and persuade diverse decision-makers, whether before judges, arbitrators, or regulatory officials. The firm proudly represents clients from all walks of life - from retirees and blue-collar workers seeking to recover their life savings, to high-net-worth individuals, business owners, and institutional investors facing sophisticated investment disputes. Our track record of success across this broad spectrum demonstrates our commitment to providing elite advocacy regardless of a client's background or resources. Unparalleled Industry Insight Drawing from his extensive background as Assistant General Counsel at Wachovia Corporation and Vice President at Wells Fargo & Company, Demian brings unique insider perspective to securities disputes and FINRA arbitrations. This deep industry knowledge, combined with his trial-tested litigation skills, enables him to craft winning strategies that outmaneuver even the most well-resourced opponents in cases involving broker-dealers, registered investment advisers, and other financial institutions. Specialized Practice Focus FINRA Arbitration & Securities Disputes Comprehensive representation in broker-dealer disputes and securities arbitration Expertise in all forms of stockbroker misconduct: Unauthorized trading Churning and excessive trading Unsuitable investment recommendations Failure to diversify Misrepresentation and omission of material facts Over-concentration Complex products sales practice violations Strategic navigation of FINRA arbitration procedures Proven track record of successful recoveries nationwide Investment Adviser Litigation Strategic representation in disputes against registered investment advisers (RIAs) Deep expertise in fiduciary duty violations and breach of contract claims Sophisticated analysis of portfolio management and investment strategy decisions Expert handling of fee disputes and disclosure violations National reach in federal courts and arbitration forums Elder Financial Exploitation Dedicated advocacy for seniors victimized by financial exploitation Expert handling of cases involving: Broker-dealer and investment adviser misconduct Unsuitable investment recommendations Excessive fees and churning Power of attorney abuse Undue influence in investment decisions Collaboration with forensic experts and elder care specialists Sensitivity to unique needs of elderly clients Additional Practice Areas Complex Financial Products Litigation Cryptocurrency & Digital Asset Disputes Financial Professional Representation & Industry Disputes International Arbitration The Betz Law Advantage Innovative Solo Practice Model Our pioneering approach combines big-firm capabilities with boutique firm agility: Cutting-edge AI legal technology for superior case analysis Streamlined operations for cost-effective representation Personalized attention from an experienced litigator Trial-Ready Philosophy We prepare every case for trial from day one, maximizing leverage for optimal outcomes. With 45 cases tried to conclusion across the nation's major financial centers, our adversaries know we have the proven expertise and determination to go the distance. This extensive trial experience enables us to effectively advocate before any audience - from arbitration panels in Manhattan to juries in the heartland. Financial Services Industry Focus We exclusively handle disputes within the financial services sector, including: FINRA securities arbitrations Investment adviser fiduciary duty claims Broker-dealer sales practice violations Securities fraud and misrepresentation Elder financial abuse recovery Complex product failures National Reach Licensed in Virginia, Missouri, Florida, Michigan, and North Carolina, with extensive experience in FINRA arbitration venues nationwide. From Boston to Los Angeles, we provide skilled representation across all major financial centers. Strategic Advantage in Securities Disputes: National Trial Experience Our extensive trial experience across diverse venues provides unique advantages for clients: Betz Law leverages decades of industry experience to build powerful cases: Deep understanding of FINRA rules and regulations Expertise in securities products and trading strategies Sophisticated evaluation of damages and causation Knowledge of industry best practices and standards Experience with regulatory framework and requirements Strategic use of expert witnesses and forensic analysis Securities Arbitration Excellence Our approach to FINRA arbitration combines: Thorough case evaluation and strategy development Comprehensive documentation analysis Expert witness identification and preparation Effective arbitrator selection Compelling opening statements and closing arguments Skillful witness examination Clear presentation of complex financial concepts Recognition & Leadership Former Chair, Legal Aid North Carolina Charlotte Local Advisory Council (2021-2023) Member, Charlotte International Arbitration Society (2017-Present) Former Member, Securities Industry and Financial Markets Association Compliance & Legal Society (2004-2022) Regular speaker at industry conferences on securities arbitration and investment disputes Outstanding Individual Pro Bono Service Award - Charlotte Center for Legal Advocacy

• Wachovia Corporation, Assistant General Counsel, 2004 - 2008
• Wells Fargo & Company, Vice President and Senior Counsel

• Missouri, 2009
• Virginia, 2002
• Florida, 2011
• Michigan, 2015
• North Carolina, 2021
• U.S. District Court Southern District of Florida
• U.S. District Court Middle District of Florida
• U.S. District Court Eastern District of North Carolina
• U.S. District Court Middle District of North Carolina
• U.S. District Court Western District of North Carolina

• North Carolina Bar Association
• Mecklenburg County Bar Association
• Member, Charlotte International Arbitration Society, 2017 – Present
• Pro Bono Attorney, Charlotte Center for Legal Advocacy, November 2014-Present
• Member, Securities Industry and Financial Markets Association Compliance & Legal Society, 2004-Present
• Chair, Legal Aid North Carolina Charlotte Local Advisory Council, July 2021 – December 2023
• Chair, Wells Fargo & Company Legal Department Pro Bono Steering Committee, 2018-2020
• Local Pro Bono Coordinator, Charlotte Office, Wells Fargo & Company Law Department, 2015-2018