Kim Shaw Elliott

Kim Shaw Elliott is an ERISA investment lawyer, engaging in a multi-disciplinary practice helping clients successfully navigate the complex intersection of ERISA, securities law, broker-dealer regulation and tax regulation. Kim represents broker-dealers, investment advisors, insurance companies and other entities nationwide, with a focus on fiduciary responsibility and best practices. She brings a business leader's perspective to the practice of law, having served as an executive responsible for advisory services to retirement plans, as well as chief compliance officer. As general counsel of industry leading broker-dealer/ investment advisor firms, Kim navigated through extensive claims litigation, multi-state regulatory actions and errors and omissions disputes, and presented actionable plans and guidance for compliant sales, operations, product development and customer service.

• Partner

• The Wagner Law Group Expands its Trusts and Estates Practice in Florida and Missouri
• The SECURE Act and its Impact on Retirement Plans - Kimberly Shaw Elliott, The Wagner Law Group FREE live webinar, December 26, 2019
• Benefits Industry Newsmakers - BenefitsPro, October 29, 2019
• ERISA and Investment Management Law Attorney Kim Shaw Elliott Joins The Wagner Law Group's St. Louis Office
• Fiduciary Education is Key for Plan-Sponsor Investment Committees, Investment News, September 2, 2017

• Benefits & Retirement Newsmakers

• Illinois
• Missouri
• Florida

• Securities Industry and Financial Markets Association, Compliance and Legal Division (Member)
• Association of Corporate Counsel (President Emeritus)
• Missouri Bar, Employee Benefits Committee (Former Chair)